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Filing Details

Accession Number:: 0001736297-24-000047
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-12 16:32:07
Reporting Period:: 2024-11-07

Accepted Time:: 2024-11-12 16:32:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1736297	Astera Labs Inc.	ALAB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1134727	Manuel Alba	C/O Astera Labs, Inc. 2901 Tasman Drive, Suite 205 Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-11-07	1,966	$94.78	496,897	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	1,180	$96.04	495,717	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	3,261	$96.95	492,456	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	3,478	$98.15	488,978	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	1,996	$98.86	486,982	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	119	$99.61	486,863	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-07	8,354	$94.78	2,226,144	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-07	5,015	$96.04	2,221,129	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-07	13,858	$96.95	2,207,271	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-07	14,781	$98.15	2,192,490	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-07	8,486	$98.86	2,184,004	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-07	506	$99.61	2,183,498	No	4	S	Indirect	By Alba Trust
Common Stock	Disposition	2024-11-08	3,000	$94.74	483,863	No	4	S	Indirect	By Casa Alameda 2007, LLC
Common Stock	Disposition	2024-11-08	9,000	$94.74	2,174,498	No	4	S	Indirect	By Alba Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Alba Trust
No	4	S	Indirect	By Casa Alameda 2007, LLC
No	4	S	Indirect	By Alba Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Indirect	By spouse

Footnotes

The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.4900 to $95.4800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.5200 to $96.5100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.5200 to $97.5000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.5300 to $98.5200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.5300 to $99.4600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.5300 to $99.7400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.