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Filing Details

Accession Number:: 0001736297-24-000045
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-12 16:30:33
Reporting Period:: 2024-11-07

Accepted Time:: 2024-11-12 16:30:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1736297	Astera Labs Inc.	ALAB	Semiconductors & Related Devices (3674)	823437062

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1998179	Sanjay Gajendra	C/O Astera Labs, Inc. 2901 Tasman Drive, Suite 205 Santa Clara CA 95054	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-11-07	150,032	$94.76	6,775,513	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	76,443	$95.90	6,699,070	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	254,160	$96.88	6,444,910	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	72,489	$98.00	6,372,421	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	56,874	$98.75	6,315,547	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	10,002	$99.59	6,305,545	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2024-11-07	14,520	$94.76	820,480	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	7,397	$95.90	813,083	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	24,596	$96.88	788,487	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	7,015	$98.00	781,472	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	5,504	$98.75	775,968	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	968	$99.59	775,000	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2024-11-07	14,520	$94.76	820,480	No	4	S	Indirect	By Trust 3
Common Stock	Disposition	2024-11-07	7,398	$95.90	813,082	No	4	S	Indirect	By Trust 3
Common Stock	Disposition	2024-11-07	24,595	$96.88	788,487	No	4	S	Indirect	By Trust 3
Common Stock	Disposition	2024-11-07	7,015	$98.00	781,472	No	4	S	Indirect	By Trust 3
Common Stock	Disposition	2024-11-07	5,504	$98.75	775,968	No	4	S	Indirect	By Trust 3
Common Stock	Disposition	2024-11-07	968	$99.59	775,000	No	4	S	Indirect	By Trust 3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 3
No	4	S	Indirect	By Trust 3
No	4	S	Indirect	By Trust 3
No	4	S	Indirect	By Trust 3
No	4	S	Indirect	By Trust 3
No	4	S	Indirect	By Trust 3

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,704,335	Direct

Footnotes

The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.4500 to $95.4400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by an estate planning trust ("Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.4500 to $96.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.4500 to $97.4400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.4500 to $98.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.4500 to $99.4400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.4500 to $99.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.4500 to $98.4400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.