Filing Details
- Accession Number:
- 0001127602-24-026956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-12 14:50:53
- Reporting Period:
- 2024-11-07
- Accepted Time:
- 2024-11-12 14:50:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326109 | J Stephen Squeri | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-07 | 66,225 | $97.98 | 159,035 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-07 | 104,407 | $100.96 | 263,442 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-07 | 28,446 | $285.49 | 234,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-07 | 34,569 | $286.13 | 200,427 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-07 | 65,200 | $286.54 | 135,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-07 | 22,009 | $287.36 | 113,218 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-07 | 20,408 | $288.05 | 92,810 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-07 | 66,225 | $0.00 | 66,225 | $97.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-07 | 104,407 | $0.00 | 104,407 | $100.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-23 | 2028-01-23 | No | 4 | M | Direct |
| 0 | 2022-01-29 | 2029-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,750 | Indirect | by 2020 GRAT |
| Common Stock | 129 | Indirect | 401(k) Trust |
| Common Stock | 59,535 | Indirect | by GRAT |
Footnotes
- Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $284.90 to $285.87. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $285.88 to $286.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.35 to $286.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.78 to $287.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $287.76 to $288.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.
Billionaire Hedge Funds
