Filing Details

Accession Number:
0001213900-24-096036
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-08 19:25:13
Reporting Period:
2024-11-07
Accepted Time:
2024-11-08 19:25:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1867949 Chicago Atlantic Real Estate Finance Inc. REFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867660 John Mazarakis C/O Chicago Atlantic Real Estate Finance
1680 Michigan Avenue, Suite 700
Miami Beach FL 33139
Executive Cob Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-07 2,779 $15.86 369,930 No 4 S Direct
Common Stock Acquisiton 2024-11-08 2,779 $15.82 372,709 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By spouse
Common Stock 31,524 Indirect Held through ownership of interests in Joppa Seasoning, LLC
Footnotes
  1. The Reporting Person's sale of Issuer's common stock reported herein was transacted by the Reporting Person's broker as a result of a new margin requirement recently instituted for the account. Upon discovery of such transaction, the Reporting Person acquired an equivalent number of Issuer's shares in the open market. The Reporting Person realized short-swing profits of $105 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the sale and subsequent purchase of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
  2. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.