Filing Details
- Accession Number:
- 0001213900-24-096036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-08 19:25:13
- Reporting Period:
- 2024-11-07
- Accepted Time:
- 2024-11-08 19:25:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1867949 | Chicago Atlantic Real Estate Finance Inc. | REFI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1867660 | John Mazarakis | C/O Chicago Atlantic Real Estate Finance 1680 Michigan Avenue, Suite 700 Miami Beach FL 33139 | Executive Cob | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-07 | 2,779 | $15.86 | 369,930 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-11-08 | 2,779 | $15.82 | 372,709 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | By spouse |
Common Stock | 31,524 | Indirect | Held through ownership of interests in Joppa Seasoning, LLC |
Footnotes
- The Reporting Person's sale of Issuer's common stock reported herein was transacted by the Reporting Person's broker as a result of a new margin requirement recently instituted for the account. Upon discovery of such transaction, the Reporting Person acquired an equivalent number of Issuer's shares in the open market. The Reporting Person realized short-swing profits of $105 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the sale and subsequent purchase of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.