Filing Details
- Accession Number:
- 0001104659-24-115885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-08 16:17:07
- Reporting Period:
- 2024-11-06
- Accepted Time:
- 2024-11-08 16:17:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018327 | B Steven Klinsky | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-06 | 50,203 | $10.87 | 617,181 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-07 | 19,953 | $11.09 | 637,134 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-06 | 100,406 | $10.87 | 3,632,326 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-07 | 39,907 | $11.09 | 3,672,233 | No | 4 | P | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 955,195 | Direct | |
Common Stock | 1,020,267 | Indirect | See Note |
Common Stock | 16 | Indirect | See Note |
Common Stock | 3,457,379 | Indirect | See Note |
Footnotes
- Includes shares previously acquired under the New Mountain Finance Corporation dividend reinvestment plan.
- The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares are held directly by an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky 2024 Revocable Trust ("2024 Trust 1") directly owns these shares. The reporting person disclaims beneficial ownership held by 2024 Trust 1 except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky 2024 Revocable Trust ("2024 Trust 2") directly owns these shares. The reporting person disclaims beneficial ownership held by 2024 Trust 2 except to the extent of his pecuniary interest therein.