Filing Details
- Accession Number:
- 0001415889-24-026428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-08 16:15:07
- Reporting Period:
- 2024-11-06
- Accepted Time:
- 2024-11-08 16:15:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1736297 | Astera Labs Inc. | ALAB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484394 | A Stefan Dyckerhoff | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-06 | 5,628 | $88.06 | 173,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-06 | 3,509 | $88.87 | 170,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-06 | 40,863 | $90.00 | 129,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-06 | 6,567 | $90.00 | 203,445 | No | 4 | S | Indirect | By SHM Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By SHM Investments, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,936 | Indirect | By Limited Partnership (TF) |
Common Stock | 446,879 | Indirect | By Trust |
Common Stock | 4,767 | Indirect | By DIFT-2 |
Common Stock | 4,765 | Indirect | By DIFT-AMD |
Common Stock | 4,765 | Indirect | By DIFT-BAD |
Common Stock | 4,765 | Indirect | By DIFT-SHD |
Common Stock | 4,765 | Indirect | By DIFT-IND |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.54 to $88.52 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.55 to $89.245 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.645 to $90.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
- Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.