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Filing Details

Accession Number:: 0001127602-24-026821
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-08 15:30:09
Reporting Period:: 2024-11-06

Accepted Time:: 2024-11-08 15:30:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512629	F Charles Lowrey	751 Broad Street, 5Th Floor Attn. Regulatory Filings Unit Newark NJ 07102	Chief Executive Officer	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-11-06	83,250	$93.36	262,265	No	4	M	Direct
Common Stock	Disposition	2024-11-06	33,690	$128.55	228,575	No	4	S	Direct
Common Stock	Disposition	2024-11-06	56,149	$127.95	172,426	No	4	S	Direct
Common Stock	Acquisiton	2024-11-07	93,469	$95.87	265,895	No	4	M	Direct
Common Stock	Disposition	2024-11-07	24,279	$126.09	241,616	No	4	S	Direct
Common Stock	Disposition	2024-11-07	71,535	$123.99	170,081	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2019 Employee Stock Option (Right to Buy)	Disposition	2024-11-06	83,250	$0.00	83,250	$93.36
Common Stock	2020 Employee Stock Option (Right to Buy)	Disposition	2024-11-07	93,469	$0.00	93,469	$95.87

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2029-02-12	No	4	M	Direct
0		2030-02-11	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	292	Indirect	By 401(k)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $128.35 to $129.10, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $127.36 to $128.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $126.00 to $126.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $123.85 to $124.28, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4.
Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 170,081 shares directly and 292 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 62,825 restricted stock units, and 271,454 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Amount reported has been adjusted to include 9 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and September 30, 2024, based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
The options vest in three equal annual installments beginning on February 12, 2020.
The options vest in three equal annual installments beginning on February 11, 2021.