Filing Details

Accession Number:
0001127602-24-026820
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-08 15:22:06
Reporting Period:
2024-11-06
Accepted Time:
2024-11-08 15:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256465 Robert Falzon 751 Broad Street, 5Th Floor
Attn. Regulatory Filings Unit
Newark NJ 07102
Evp And Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-06 29,445 $110.45 236,760 No 4 M Direct
Common Stock Disposition 2024-11-06 28,150 $128.26 208,610 No 4 S Direct
Common Stock Acquisiton 2024-11-06 26,008 $106.89 234,618 No 4 M Direct
Common Stock Disposition 2024-11-06 24,587 $128.26 210,031 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2017 Employee Stock Option (Right to Buy) Disposition 2024-11-06 29,445 $0.00 29,445 $110.45
Common Stock 2018 Employee Stock Option (Right to Buy) Disposition 2024-11-06 26,008 $0.00 26,008 $106.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-02-14 No 4 M Direct
0 2028-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 692 Indirect By 401(k)
Common Stock 3,580 Indirect By Spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Following the transactions reported on this Form 4, Mr. Falzon continues to hold 210,031 shares directly and 692 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. Amount reported has been adjusted to include 5 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and September 30, 2024, based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  4. The options vest in three equal annual installments beginning on February 14, 2018.
  5. The options vest in three equal annual installments beginning on February 13, 2019.