Filing Details
- Accession Number:
- 0000950170-24-123954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-08 14:57:01
- Reporting Period:
- 2024-11-06
- Accepted Time:
- 2024-11-08 14:57:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109242 | Hanmi Financial Corp | HAFC | National Commercial Banks (6021) | 954788120 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392537 | Romolo Santarosa | 900 Wilshire Blvd., Suite 1250 Los Angeles CA 90017 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-06 | 25,000 | $23.31 | 88,126 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-11-06 | 25,000 | $25.75 | 63,126 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2024-11-06 | 25,000 | $0.00 | 25,000 | $23.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-08 | 2025-06-08 | No | 4 | M | Direct |
Footnotes
- Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.