Filing Details

Accession Number:
0000950170-24-123954
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-08 14:57:01
Reporting Period:
2024-11-06
Accepted Time:
2024-11-08 14:57:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109242 Hanmi Financial Corp HAFC National Commercial Banks (6021) 954788120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392537 Romolo Santarosa 900 Wilshire Blvd., Suite 1250
Los Angeles CA 90017
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-06 25,000 $23.31 88,126 No 4 M Direct
Common Stock Disposition 2024-11-06 25,000 $25.75 63,126 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2024-11-06 25,000 $0.00 25,000 $23.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-06-08 2025-06-08 No 4 M Direct
Footnotes
  1. Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.