Filing Details
- Accession Number:
- 0001127602-24-026788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-08 10:38:57
- Reporting Period:
- 2024-11-06
- Accepted Time:
- 2024-11-08 10:38:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NIC | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243706 | E Michael Daniels | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-06 | 63,551 | $48.85 | 135,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-06 | 54,126 | $104.99 | 81,859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-06 | 9,425 | $115.00 | 72,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-06 | 63,551 | $0.00 | 63,551 | $48.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,449 | 2027-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,252 | Indirect | By 401(k) Plan |
| Common Stock | 9,803 | Indirect | By Spouse |
Footnotes
- Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 24, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.
- The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 11,449 shares.
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