Filing Details
- Accession Number:
- 0001809689-24-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-07 17:18:39
- Reporting Period:
- 2024-11-05
- Accepted Time:
- 2024-11-07 17:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931584 | Universal Stainless & Alloy Products Inc | USAP | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 251724540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1863456 | Wendel Crosby | 600 Mayer Street Bridgeville PA 15017 | V.p. Of Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-05 | 4,000 | $26.14 | 72,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-05 | 3,547 | $9.19 | 76,194 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-05 | 4,500 | $20.29 | 80,694 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-05 | 24,047 | $44.23 | 56,647 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2024-11-05 | 4,000 | $26.14 | 4,000 | $26.14 |
| Common Stock | Stock Option | Disposition | 2024-11-05 | 3,547 | $9.19 | 3,547 | $9.19 |
| Common Stock | Stock Option | Disposition | 2024-11-05 | 4,500 | $20.29 | 4,500 | $20.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-11-19 | No | 4 | M | Direct | |
| 953 | 2026-11-10 | No | 4 | M | Direct | |
| 0 | 2027-11-09 | No | 4 | M | Direct |
Footnotes
- 1,000 options exercisable 11/19/2015 1,000 options exercisable 11/19/2016 1,000 options exercisable 11/19/2017 1,000 options exercisable 11/19/2018
- 1,125 options exercisable 11/10/2017; 1,125 options exercisable 11/10/2018; 1,125 options exercisable 11/10/2019 and 1,125 options exercisable 11/10/2020
- 1,125 options exercisable 11/9/2018; 1,125 options exercisable 11/9/2019; 1,125 options exercisable 11/9/2020 and 1,125 options exercisable 11/9/2021
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $44.20 to $44.30 inclusive. The reporting person undertakes to provide Universal Stainless & Alloy Products, Inc. (the "Company"), any security holder of Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
