Filing Details
- Accession Number:
- 0001140361-11-044089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-30 17:08:56
- Reporting Period:
- 2011-08-26
- Filing Date:
- 2011-08-30
- Accepted Time:
- 2011-08-30 17:08:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1344596 | American Railcar Industries Inc. | ARII | Railroad Equipment (3743) | 431481791 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Corp. 767 Fifth Ave., Suite 4700 New York NY 10153 | Yes | No | Yes | No | |
1034563 | L.p. Holdings Enterprises Icahn | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1080113 | Beckton Corp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1257324 | Icahn Enterprises G.p. Inc. | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1490355 | Ieh Ari Holdings Llc | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-26 | 1,774 | $15.71 | 11,645,156 | No | 4 | P | Indirect | please see all footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | please see all footnotes |
Footnotes
- Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") beneficially owns 81,011 Shares. IEH ARI Holdings LLC ("ARI Holdings") beneficially owns 11,564,145 Shares. Icahn Enterprises Holdings is the sole member of ARI Holdings. Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP") is the general partner of Icahn Enterprises Holdings. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises GP. Carl C. Icahn beneficially owns 100% of Beckton.
- In addition, Mr. Icahn is the indirect holder of approximately 92.6% of the outstanding depositary units representing limited partnership interests in Icahn Enterprises L.P. ("Icahn Enterprises"). Icahn Enterprises GP is the general partner of Icahn Enterprises, which is the sole limited partner of Icahn Enterprises Holdings.
- Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to ARI Holdings) may be deemed to indirectly beneficially own the Shares which ARI Holdings owns. Each of Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to Icahn Enterprises Holdings) may be deemed to indirectly beneficially own the Shares which Icahn Enterprises Holdings owns. Each of Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Does not include 23,800 Shares owned by Gail Golden, the spouse of Mr. Icahn. Pursuant to Rule 16a-1(a)(2) under the Exchange Act, Mr. Icahn (by virtue of his relationship to Ms. Golden) may be deemed to beneficially own such Shares. Mr. Icahn disclaims beneficial ownership of such Shares for all purposes.