Filing Details

Accession Number:
0000950170-24-123300
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-07 16:06:42
Reporting Period:
2024-11-07
Accepted Time:
2024-11-07 16:06:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128361 Hope Bancorp Inc HOPE National Commercial Banks (6021) 954849715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595570 Y Daisy Ha 3200 Wilshire Blvd. Ste. 1400
Los Angeles CA 90010
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-07 27,104 $13.83 446,806 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 141,427 Indirect By self as Trustee of Kana Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified stock option (right to buy) $17.18 2026-09-01 20,000 20,000 Direct
Common Stock Non-qualified stock option (right to buy) $14.65 2025-08-25 4,404 4,404 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 20,000 20,000 Direct
2025-08-25 4,404 4,404 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $13.95, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
  3. Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc.into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's commonstock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.