Filing Details
- Accession Number:
- 0001104659-24-114832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-06 16:56:47
- Reporting Period:
- 2024-11-04
- Accepted Time:
- 2024-11-06 16:56:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018327 | B Steven Klinsky | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-04 | 11,195 | $10.80 | 520,288 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-05 | 46,690 | $10.68 | 566,978 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-04 | 22,391 | $10.80 | 3,438,539 | No | 4 | P | Indirect | See Note |
Common Stock | Acquisiton | 2024-11-05 | 93,381 | $10.68 | 3,531,920 | No | 4 | P | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
No | 4 | P | Indirect | See Note |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 955,195 | Direct | |
Common Stock | 1,020,267 | Indirect | See Note |
Common Stock | 16 | Indirect | See Note |
Common Stock | 3,457,379 | Indirect | See Note |
Footnotes
- Includes shares previously acquired under the New Mountain Finance Corporation dividend reinvestment plan.
- The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares are held directly by Ella Klinsky, the reporting person's daughter. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky 2024 Revocable Trust ("Trust 1") directly owns these shares. The reporting person disclaims beneficial ownership of these shares held by Trust 1 except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky 2024 Revocable Trust ("Trust 2") directly owns these shares. The reporting person disclaims beneficial ownership of these shares held by Trust 2 except to the extent of his pecuniary interest therein.