Filing Details

Accession Number:
0001213900-24-094963
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-06 15:44:17
Reporting Period:
2024-11-04
Accepted Time:
2024-11-06 15:44:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796793 Louis Steve Brown C/O Trinity Capital Inc.
1 N. 1St Street, Suite 302
Phoenix AZ 85004
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-04 3,750 $13.32 706,582 No 4 P Direct
Common Stock Acquisiton 2024-11-04 15,600 $13.08 722,182 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 540,746 Indirect By The Steven and Patricia Brown Family Trust, dated March 19, 1998
Footnotes
  1. Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.