Filing Details

Accession Number:
0001628280-24-045229
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-05 15:09:53
Reporting Period:
2024-11-01
Accepted Time:
2024-11-05 15:09:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1827821 Forge Global Holdings Inc. FRGE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2003248 Jennifer Phillips 4 Embarcadero Center, Floor 15
San Francisco CA 94111
Chief Revenue & Growth Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Per Share Disposition 2024-11-01 25,000 $1.14 854,581 No 4 S Direct
Common Stock, $0.0001 Par Value Per Share Disposition 2024-11-04 25,000 $1.14 829,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $1.13 to $1.15. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $1.11 to $1.15. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.