Filing Details

Accession Number:
0001213900-24-094520
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-05 14:46:34
Reporting Period:
2024-11-01
Accepted Time:
2024-11-05 14:46:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796795 Steven Kyle Brown C/O Trinity Capital Inc.
1 N. 1St Street, Suite 302
Phoenix AZ 85004
Ceo, President And Cio Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-01 3,997 $13.38 961,267 No 4 P Direct
Common Stock Acquisiton 2024-11-01 1,910 $13.39 963,177 No 4 P Direct
Common Stock Acquisiton 2024-11-01 1,255 $13.40 964,432 No 4 P Direct
Common Stock Acquisiton 2024-11-01 200 $13.39 964,632 No 4 P Direct
Common Stock Acquisiton 2024-11-01 100 $13.38 964,732 No 4 P Direct
Common Stock Acquisiton 2024-11-01 100 $13.39 964,832 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,819 Indirect By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Common Stock 10,825 Indirect By KBIZ Corp., which Mr. K. Brown solely owns and controls
Footnotes
  1. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
  2. Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.