Filing Details
- Accession Number:
- 0001883085-24-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-04 17:01:17
- Reporting Period:
- 2024-10-31
- Accepted Time:
- 2024-11-04 17:01:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1883085 | Pagaya Technologies Ltd. | PGY | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1970282 | Tami Rosen | C/O Pagaya Technologies Ltd. 90 Park Avenue, 20Th Floor New York NY 10016 | Chief Development Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Acquisiton | 2024-10-31 | 15,625 | $0.00 | 99,052 | No | 4 | M | Direct | |
| Class A Ordinary Share | Disposition | 2024-11-01 | 7,966 | $11.57 | 91,086 | No | 4 | S | Direct | |
| Class A Ordinary Share | Disposition | 2024-10-31 | 17,570 | $12.06 | 73,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-10-31 | 15,625 | $0.00 | 15,625 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,625 | No | 4 | M | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- This sale was effected pursuant to a 10b5-1 plan, as noted on the form specific filing information.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.21 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and the remaining vests quarterly, in four equal installments.
Billionaire Hedge Funds
