Filing Details

Accession Number:
0001493152-24-043396
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-01 19:47:38
Reporting Period:
2024-10-30
Accepted Time:
2024-11-01 19:47:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1417663 Sanuwave Health Inc. SNWVD Surgical & Medical Instruments & Apparatus (3841) 201176000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595855 Opaleye Management Inc. One Boston Place, 26Th Floor
Boston MA 02108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-10-30 2,000 $17.50 946,134 No 4 P Indirect By Opaleye, L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-10-31 5,868 $16.29 952,002 No 4 P Indirect By Opaleye, L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-10-31 4,000 $16.29 4,000 No 4 P Indirect By Managed account
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-11-01 7,998 $15.20 960,000 No 4 P Indirect By Opaleye, L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-11-01 8,002 $15.20 12,002 No 4 P Indirect By Managed account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Opaleye, L.P.
No 4 P Indirect By Opaleye, L.P.
No 4 P Indirect By Managed account
No 4 P Indirect By Opaleye, L.P.
No 4 P Indirect By Managed account
Footnotes
  1. Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
  2. Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.00-$17.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.95-15.30 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  5. Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.