Filing Details
- Accession Number:
- 0000950170-24-120202
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-11-01 18:21:01
- Reporting Period:
- 2021-12-16
- Accepted Time:
- 2024-11-01 18:21:01
- Original Submission Date:
- 2021-12-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 522209244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1782925 | Steven Weiskircher | C/O Liquidity Services, Inc. 6931 Arlington Road Suite 200 Bethesda MD 20814 | Svp & Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-16 | 14,947 | $6.69 | 96,288 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-16 | 4,678 | $21.38 | 91,610 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Grant | Disposition | 2021-12-16 | 14,947 | $0.00 | 48,250 | $6.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,303 | 2030-12-01 | No | 4 | M | Direct |
Footnotes
- In addition to the transactions reported on the Form 4 filed on December 20, 2021 (the "Original Form 4"), the reporting person exercised 14,947 options on December 16, 2021 (the "Exercise"). To pay the cost and related taxes associated with the Exercise, the reporting person surrendered 4,678 shares with a market value of $100,015.64 to the issuer (the "Surrender"). The Exercise and the Surrender were inadvertently left off the Original Form 4. This Form 4/A is being filed to correct this error.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
Billionaire Hedge Funds
