Filing Details
- Accession Number:
- 0001181431-11-047375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 20:34:14
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 20:34:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206975 | L Donald Fagen | 1911 Walker Ave Monrovia CA 91016 | V.p. Sales For N. America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-25 | 16,666 | $3.17 | 27,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-25 | 2,219 | $7.37 | 24,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 700 | $7.38 | 24,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 1,000 | $7.39 | 23,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 2,200 | $7.40 | 21,047 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 400 | $7.41 | 20,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 1,000 | $7.42 | 19,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 600 | $7.43 | 19,047 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 2,600 | $7.44 | 16,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 900 | $7.45 | 15,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 600 | $7.47 | 14,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 300 | $7.48 | 14,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 1,700 | $7.51 | 12,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 1,847 | $7.55 | 11,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-25 | 600 | $7.56 | 10,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2011-08-25 | 16,666 | $0.00 | 16,666 | $3.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,334 | 2021-03-14 | No | 4 | M | Direct |
Footnotes
- Following all reported transactions, Mr. Fagen's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 10,500 shares of Common Stock, which consists of 3,000 restricted shares and 7,500 performance accelerated restricted shares. He also holds 53,334 unvested stock options.
- The 50,000 options originally granted first become exercisable as follows: 16,666 shares on 1/13/11, 16,667 shares on 1/13/12 and 16,667 shares on 1/13/13.