Filing Details
- Accession Number:
- 0001181431-11-047374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 20:33:52
- Reporting Period:
- 2011-08-26
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 20:33:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218363 | Holmes Robert Swan | C/O Applied Materials, Inc. 3050 Bowers Av, M/S 1268 P.o. Box 58039 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-26 | 10,000 | $10.98 | 60,630 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Number of shares includes: (a) 4,068 performance shares (restricted stock units) that previously vested and which, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board; and (b) 35,717 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 10,846 shares are scheduled to vest in installments during each March of 2012 and 2013, (Continued in footnote 2)
- (ii) 12,205 shares are scheduled to vest in installments during each March of 2012 through 2014, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, and (iii) 12,666 shares are scheduled to vest in installments during each March of 2012 through 2015, which shares, pursuant to Mr. Swan's election, will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).