Filing Details
- Accession Number:
- 0000073124-24-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-29 19:11:12
- Reporting Period:
- 2024-10-25
- Accepted Time:
- 2024-10-29 19:11:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214324 | L Steven Fradkin | 50 South La Salle St Chicago IL 60603 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-10-25 | 27,874 | $88.06 | 73,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-10-25 | 27,563 | $100.50 | 46,389 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-10-25 | 311 | $100.52 | 46,078 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2024-10-25 | 27,874 | $0.00 | 27,874 | $88.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 158,512 | Indirect | By Trust |
| Common Stock | 52,347 | Indirect | Gift Trust |
| Common Stock | 0 | Indirect | 2022 GRAT |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Daughter |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Son |
| Common Stock | 12,138 | Indirect | 401(k) as of 9-30-2024 |
Footnotes
- Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- On May 30, 2024, the reporting person's grantor retained annuity trust ("GRAT") distributed 13,725 shares of the Corporation's common stock to the reporting person's existing revocable trust as a final annuity payment in accordance with the terms of the GRAT instrument.
- The reporting person's spouse is trustee of this trust.
- This option became exercisable in four equal annual installments beginning 2/21/2018.
Billionaire Hedge Funds
