Filing Details
- Accession Number:
- 0001181431-11-047307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 18:00:22
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 18:00:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197960 | E Lewis Randall | 1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-25 | 14,000 | $10.64 | 30,793 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Sale of common stock pursuant to a Section 10b5-1 plan entered into on 06/08/11 which shall be in effect until 12/31/11 unless terminated earlier in accordance with such plan.