Filing Details

Accession Number:
0000921895-24-002368
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-25 16:10:58
Reporting Period:
2024-10-23
Accepted Time:
2024-10-25 16:10:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616262 Rocky Mountain Chocolate Factory Inc. RMCF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380585 Louis Bradley Radoff 2727 Kirby Drive
Unit 29L
Houston TX 77098
No No Yes No
1496916 Foundation Family Radoff 2727 Kirby Drive
Unit 29L
Houston TX 77098
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2024-10-23 12,400 $2.70 450,148 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share 299,817 Indirect By The Radoff Family Foundation
Footnotes
  1. This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation.