Filing Details
- Accession Number:
- 0001628280-24-043661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-24 18:05:12
- Reporting Period:
- 2024-10-22
- Accepted Time:
- 2024-10-24 18:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1827821 | Forge Global Holdings Inc. | FRGE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2003248 | Jennifer Phillips | 4 Embarcadero Center, Floor 15 San Francisco CA 94111 | Chief Revenue & Growth Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-10-22 | 50,000 | $1.28 | 968,497 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-10-23 | 50,000 | $1.23 | 918,497 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value Per Share | Disposition | 2024-10-24 | 38,916 | $1.21 | 879,581 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $1.25 to $1.32. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $1.21 to $1.25. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $1.19 to $1.26. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
