Filing Details
- Accession Number:
- 0001127602-11-024402
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 17:01:04
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 17:01:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250302 | Z Barry Dodson | 270 Woodhaven Drive Stoneville NC 27048 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-29 | 792 | $4.61 | 11,302 | No | 4 | P | Indirect | By IRA |
| Common Stock | Disposition | 2011-08-29 | 394 | $0.00 | 0 | No | 4 | J | Indirect | Joint W/ Spouse |
| Common Stock | Acquisiton | 2011-08-29 | 394 | $0.00 | 11,509 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | J | Indirect | Joint W/ Spouse |
| No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,011 | Indirect | By Daughter IRA |
| Common Stock | 3,362 | Indirect | By Daughter Trust |
| Common Stock | 2,650 | Indirect | By Spouse |
| Common Stock | 18,543 | Indirect | Deferred Trust |
| Common Stock | 7,077 | Indirect | Joint W/ Daughter Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | $7.78 | 2002-09-20 | 2011-09-20 | 8,358 | 8,358 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $10.05 | 2004-01-07 | 2013-01-07 | 16,718 | 16,718 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.92 | 2005-01-23 | 2014-01-23 | 8,025 | 8,025 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $16.93 | 2006-01-03 | 2015-01-03 | 8,025 | 8,025 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $15.42 | 2006-10-20 | 2015-10-20 | 10,700 | 10,700 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-09-20 | 8,358 | 8,358 | Direct |
| 2013-01-07 | 16,718 | 16,718 | Direct |
| 2014-01-23 | 8,025 | 8,025 | Direct |
| 2015-01-03 | 8,025 | 8,025 | Direct |
| 2015-10-20 | 10,700 | 10,700 | Direct |
Footnotes
- Correct classification of jointly held shares from indirect to direct ownership form.
- Correct description of nature of beneficial ownership from " By Daughter" to "By Daugther Trust."
- Correct description of nature of beneficial ownership from "Joint W/Daughter" to "Joint W/Daugther Trust."
Billionaire Hedge Funds
