Filing Details
- Accession Number:
- 0001493152-24-042073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-22 16:58:32
- Reporting Period:
- 2024-10-15
- Accepted Time:
- 2024-10-22 16:58:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174891 | Calethos Inc. | BUUZ | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476255 | Michael Campbell | 11753 Willard Avenue Tustin CA 92782 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-10-15 | 100,000 | $0.50 | 8,854,199 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $0.54 | 2023-11-28 | 2028-12-31 | 2,045,801 | 3,545,801 | Indirect |
| Common Stock | Employee Stock Options | $0.54 | 2028-11-28 | 1,000,000 | 4,545,801 | Direct | |
| Common Stock | Board of Director Options | $0.54 | 2023-12-31 | 2028-11-28 | 500,000 | 5,045,801 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-12-31 | 2,045,801 | 3,545,801 | Indirect |
| 2028-11-28 | 1,000,000 | 4,545,801 | Direct |
| 2028-11-28 | 500,000 | 5,045,801 | Direct |
Footnotes
- The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
- The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
- The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.
Billionaire Hedge Funds
