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Filing Details

Accession Number:: 0000950170-24-116277
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-10-22 16:30:08
Reporting Period:: 2024-10-18

Accepted Time:: 2024-10-22 16:30:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616262	Rocky Mountain Chocolate Factory Inc.	RMCF	()	WI

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1569866	Global Value Investment Corp.	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
1733547	Richart Jeffrey Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202	Interim Ceo	No	No	No	No
1734726	James Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
1865363	Stacy Wilke	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
1865425	Kathleen Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
1955705	Gvp 2021-A, L.p.	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
1955706	Gvp 2021-A, Llc	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No
2007274	G Shawn Rice	1433 N. Water Street Suite 400 Milwaukee WI 53202		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-09-16	820	$1.75	1,227,783	No	4	S	Indirect	See footnotes.
Common Stock	Acquisiton	2024-10-18	23,700	$2.14	1,251,483	No	4	P	Indirect	See footnotes.
Common Stock	Acquisiton	2024-10-21	7,409	$2.32	1,258,892	No	4	P	Indirect	See footnotes.
Common Stock	Acquisiton	2024-10-21	51,777	$0.00	1,310,669	No	4	J	Indirect	See footnotes.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes.
No	4	P	Indirect	See footnotes.
No	4	P	Indirect	See footnotes.
No	4	J	Indirect	See footnotes.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,213	Direct

Footnotes

The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale.
In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.