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Filing Details

Accession Number:: 0000950170-24-116274
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-10-22 16:30:04
Reporting Period:: 2024-10-18

Accepted Time:: 2024-10-22 16:30:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616262	Rocky Mountain Chocolate Factory Inc.	RMCF	Sugar & Confectionery Products (2060)	471535633

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1733547	Richart Jeffrey Geygan	265 Turner Drive Durango CO 81303	Interim Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-09-16	820	$1.75	1,077,212	No	4	S	Indirect	By Global Value Investment Corporation
Common Stock	Acquisiton	2024-10-18	23,700	$2.14	1,100,912	No	4	P	Indirect	By Global Value Investment Corporation
Common Stock	Acquisiton	2024-10-21	7,409	$2.32	1,108,321	No	4	P	Indirect	By Global Value Investment Corporation
Common Stock	Acquisiton	2024-10-21	51,777	$0.00	1,160,098	No	4	J	Indirect	By Global Value Investment Corporation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Global Value Investment Corporation
No	4	P	Indirect	By Global Value Investment Corporation
No	4	P	Indirect	By Global Value Investment Corporation
No	4	J	Indirect	By Global Value Investment Corporation

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	156,784	Direct

Footnotes

The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale.
These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.