Filing Details

Accession Number:
0001883085-24-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-17 19:44:29
Reporting Period:
2024-10-16
Accepted Time:
2024-10-17 19:44:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1883085 Pagaya Technologies Ltd. PGY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654849 Sanjiv Das C/O Pagaya Technologies Ltd.
90 Park Avenue, 20Th Floor
New York NY 10016
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Share Acquisiton 2024-10-16 22,917 $0.00 75,477 No 4 A Direct
Class A Ordinary Share Disposition 2024-10-17 10,683 $11.77 64,794 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Share Stock Options (Right to Buy) Acquisiton 2024-10-16 700,000 $0.00 700,000 $15.00
Class A Ordinary Share Restricted Stock Unit Disposition 2024-10-16 22,917 $0.00 22,917 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
700,000 2034-10-15 No 4 A Direct
20,588 No 4 A Direct
Footnotes
  1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
  2. 1/4th of the total 700,000 options will vest one year after the commencement date on October 16, 2025, and the remaining shall vest over the following 3 years in annual installments on the vesting anniversary.
  3. 1/4th of the total 183,333 RSUs initially subject to this award vested on April 16, 2024, and the remaining RSUs shall vest thereafter in 6 equal quarterly installments beginning on July 16, 2024.