Home > Insider Trading > Filing (0001437749-24-031400)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1777921	Avepoint Inc.	AVPT	Services-Prepackaged Software (7372)	834461709

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1874612	Zhijian Lu	C/O Avepoint, Inc. 525 Washington Boulevard, Suite 1400 Jersey City NJ 07310		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-10-14	10,000	$12.37	18,370,673	No	4	S	Indirect	By Trusts and LLCs
Common Stock	Disposition	2024-10-15	10,000	$12.18	18,360,673	No	4	S	Indirect	By Trusts and LLCs
Common Stock	Disposition	2024-10-16	10,000	$12.24	18,350,673	No	4	S	Indirect	By Trusts and LLCs

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trusts and LLCs
No	4	S	Indirect	By Trusts and LLCs
No	4	S	Indirect	By Trusts and LLCs

Footnotes

The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.
Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,421,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.