Filing Details
- Accession Number:
- 0001127602-11-024385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-29 13:43:18
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-08-29
- Accepted Time:
- 2011-08-29 13:43:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388162 | J Paul Huml | 7007 Broadway Avenue Cleveland OH 44105 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-25 | 5,364 | $8.87 | 16,636 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-29 | 1,636 | $8.86 | 15,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | As Custodian For Child 2 |
| Common Stock | 1,000 | Indirect | As Custodian For Child 3 |
| Common Stock | 35,503 | Indirect | By 401(k) |
| Common Stock | 225 | Indirect | By Child 4 |
| Common Stock | 4,700 | Indirect | By Spouse's Ira |
| Common Stock | 3,746 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $11.74 | 2018-08-10 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-08-10 | 50,000 | 50,000 | Direct |
Footnotes
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- As reported on Form 4 filed 8/13/2008, the reporting person received options to purchase 50,000 shares, which vest in three equal annual installments beginning on August 11, 2011.
Billionaire Hedge Funds
