Filing Details
- Accession Number:
- 0000950170-24-114705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-15 16:30:06
- Reporting Period:
- 2024-10-11
- Accepted Time:
- 2024-10-15 16:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1838987 | Complete Solaria Inc. | CSLR | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933790 | Tc Group, Llc | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1527166 | Carlyle Group Inc. | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1548626 | Carlyle Holdings I Gp Inc. | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1548627 | L.l.c. Sub Gp I Holdings Carlyle | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1548628 | L.p. I Holdings Carlyle | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1548639 | L.p. Sub Group Tc | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No | |
1790577 | L.l.c. Holdings Subsidiary Cg | C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw, Suite 220 S Washington DC 20004-2505 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-10-11 | 92,905 | $2.27 | 3,155,461 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-10-14 | 250,000 | $2.23 | 2,905,461 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted by CRSEF Solis Holdings, L.L.C. on September 6, 2024.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.41, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.
- The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.33, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.