Home > Insider Trading > Filing (0000897069-24-001957)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141240	Liquidmetal Technologies Inc	LQMT	Chemicals & Allied Products (2800)	330264467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668760	Tak Yeung Li Lugee	8 Fleming Road Room 906, Tai Tung Building Wanchai K3 999077		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Disposition	2024-10-10	179,787,888	$0.16	225,212,112	No	4	S	Indirect	By Liquidmetal Technology Limited

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Liquidmetal Technology Limited

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	1,360,150	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock Par Value $0.001	Stock Option (right-to-buy)	$0.13		2026-05-04	700,000	700,000	Direct
Common Stock Par Value $0.001	Stock Option (right-to-buy)	$0.09		2031-12-15	200,000	200,000	Direct
Common Stock Par Value $0.001	Common Stock Purchase Warrant	$0.07	2016-03-10	2026-03-10	10,066,809	10,066,809	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-05-04	700,000	700,000	Direct
2031-12-15	200,000	200,000	Direct
2026-03-10	10,066,809	10,066,809	Indirect

Footnotes

Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.
Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant.
Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant.
Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited.