Filing Details
- Accession Number:
- 0001883085-24-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-15 16:20:20
- Reporting Period:
- 2024-10-11
- Accepted Time:
- 2024-10-15 16:20:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1883085 | Pagaya Technologies Ltd. | PGY | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2039223 | Woo Nam Kim | C/O Pagaya Technologies Ltd. 90 Park Avenue, 20Th Floor New York NY 10016 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Share | Acquisiton | 2024-10-11 | 326 | $0.00 | 4,313 | No | 4 | A | Direct | |
Class A Ordinary Share | Disposition | 2024-10-11 | 133 | $10.83 | 4,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-10-11 | 326 | $0.00 | 326 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,608 | No | 4 | A | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- 1/4th of the total 5,216 restricted stock units vested on April 11, 2023, and the remaining shall vest over the following three years in 12 equal quarterly installments.