Filing Details

Accession Number:
0001736297-24-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-15 16:10:21
Reporting Period:
2024-10-11
Accepted Time:
2024-10-15 16:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB Semiconductors & Related Devices (3674) 823437062
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1998179 Sanjay Gajendra C/O Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-10-11 70,000 $69.48 6,925,545 No 4 S Indirect By Trust 1
Common Stock Disposition 2024-10-11 20,000 $69.44 835,000 No 4 S Indirect By Trust 2
Common Stock Disposition 2024-10-11 20,000 $69.44 835,000 No 4 S Indirect By Trust 3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust 1
No 4 S Indirect By Trust 2
No 4 S Indirect By Trust 3
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,704,335 Direct
Footnotes
  1. The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.
  2. These shares are owned directly by an estate planning trust ("Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.