Filing Details
- Accession Number:
- 0001736297-24-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-15 16:10:21
- Reporting Period:
- 2024-10-11
- Accepted Time:
- 2024-10-15 16:10:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1736297 | Astera Labs Inc. | ALAB | Semiconductors & Related Devices (3674) | 823437062 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1998179 | Sanjay Gajendra | C/O Astera Labs, Inc. 2901 Tasman Drive, Suite 205 Santa Clara CA 95054 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-10-11 | 70,000 | $69.48 | 6,925,545 | No | 4 | S | Indirect | By Trust 1 |
Common Stock | Disposition | 2024-10-11 | 20,000 | $69.44 | 835,000 | No | 4 | S | Indirect | By Trust 2 |
Common Stock | Disposition | 2024-10-11 | 20,000 | $69.44 | 835,000 | No | 4 | S | Indirect | By Trust 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust 1 |
No | 4 | S | Indirect | By Trust 2 |
No | 4 | S | Indirect | By Trust 3 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,704,335 | Direct |
Footnotes
- The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.
- These shares are owned directly by an estate planning trust ("Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.