Filing Details
- Accession Number:
- 0001124796-24-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-10 21:01:21
- Reporting Period:
- 2024-10-08
- Accepted Time:
- 2024-10-10 21:01:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738235 | H Scott Keeney | 4637 Nw 18Th Avenue Camas WA 98607 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-10-08 | 15,000 | $0.75 | 1,362,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-10-08 | 15,000 | $11.15 | 1,347,781 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-10-09 | 15,000 | $0.75 | 1,362,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-10-09 | 15,000 | $11.11 | 1,347,781 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-10-08 | 0 | $0.00 | 15,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-10-09 | 0 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-10-09 | 0 | $0.00 | 14,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | 2025-02-26 | No | 4 | M | Direct | |
| 0 | 2025-02-26 | No | 4 | M | Direct | |
| 144,025 | 2025-02-26 | No | 4 | M | Direct |
Footnotes
- Includes common stock owned and unvested restricted stock awards and units.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $11.00 to $11.28 per share. The weighted average price per share was $11.15. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The reported transaction involves sale transactions from $11.02 to $11.25 per share. The weighted average price per share was $11.11. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- This grant became fully vested and exercisable on February 26, 2016
Billionaire Hedge Funds
