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Filing Details

Accession Number:: 0001841794-24-000034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-10-10 20:10:53
Reporting Period:: 2024-10-08

Accepted Time:: 2024-10-10 20:10:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1783398	Uwm Holdings Corp	UWMC	Mortgage Bankers & Loan Correspondents (6162)	842124167

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1841794	Ishbia Mat	C/O Uwm Holdings Corporation 585 South Blvd E Pontiac MI 48341	President And Ceo	Yes	Yes	Yes	No
1842002	Sfs Holding Corp	C/O Uwm Holdings Corporation 585 South Blvd E Pontiac MI 48341		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2024-10-08	10,287,793	$0.00	10,287,793	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2024-10-08	10,287,793	$0.00	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2024-10-10	15,763,086	$0.00	15,763,086	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2024-10-10	15,763,086	$0.00	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	UWM Paired Interests	Disposition	2024-10-08	10,287,793	$0.00	10,287,793	$0.00
Class A Common Stock	UWM Paired Interests	Disposition	2024-10-10	15,763,086	$0.00	15,763,086	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,456,095,184	2021-01-21		No	4	C	Indirect
1,440,332,098	2021-01-21		No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	171,520	Direct

Footnotes

Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests and were immediately sold as described further in footnote 3 below.
These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.
The Class A Common Stock received upon conversion of the Paired Interests were sold in a privately negotiated transaction for membership interests in a privately held limited liability company.
These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares.
The conversion rights related to the UWM Paired Interests do not expire.