Filing Details
- Accession Number:
- 0001493152-24-040755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-10 17:00:21
- Reporting Period:
- 2024-10-08
- Accepted Time:
- 2024-10-10 17:00:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1780312 | Ast Spacemobile Inc. | ASTS | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2027976 | Huiwen Yao | C/O Ast Spacemobile, Inc., Midland Air &Amp; Space Port, 2901 Enterprise Lane Midland TX 79706 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2024-10-08 | 45,000 | $24.26 | 55,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | AST LLC Incentive Equity Options | $0.06 | 2023-10-01 | 2029-04-17 | 444,912 | 444,912 | Indirect |
Class A Common Stock | AST LLC Incentive Equity Options | $0.60 | 2023-05-14 | 2030-05-20 | 217,522 | 217,522 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-04-17 | 444,912 | 444,912 | Indirect |
2030-05-20 | 217,522 | 217,522 | Indirect |
Footnotes
- Represents additional shares of Class A common stock sold by the Reporting Person to cover anticipated additional tax liabilities in connection with the exercise of AST LLC Incentive Equity Options reported on 10/07/2024.
- Represents the weighted average selling price. These shares were sold in multiple transactions at prices ranging from $24.20 per share to $24.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Six months after vesting, each AST LLC Incentive Equity Option is exercisable for an AST LLC Incentive Equity Unit, each of which is then exchangeable for an AST LLC Common Unit that is redeemable for one share of Class A Common Stock. The AST LLC Incentive Options expire no later than 10 years from the date of grant.