Filing Details

Accession Number:
0001628280-24-042541
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-08 16:44:02
Reporting Period:
2024-10-04
Accepted Time:
2024-10-08 16:44:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501697 X4 Pharmaceuticals Inc XFOR Biological Products, (No Disgnostic Substances) (2836) 273181608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1830901 Arthur Taveras C/O X4 Pharmaceuticals, Inc.
61 North Beacon Street 4Th Floor
Boston MA 02134
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-10-04 230,645 $0.00 464,946 No 4 A Direct
Common Stock Disposition 2024-10-07 76,920 $0.56 388,026 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition.
  2. These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5291 to $0.6038, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.