Filing Details
- Accession Number:
- 0001480248-11-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-12 15:50:25
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-12
- Accepted Time:
- 2011-08-12 14:50:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198663 | J Richard Gaynor | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-08-10 | 20,000 | $5.56 | 28,050 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-08-10 | 15,000 | $11.91 | 13,050 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-08-11 | 3,000 | $11.90 | 10,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2011-08-10 | 20,000 | $0.00 | 20,000 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 186,791 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- Sale of these shares were made by Mr. Gaynor pursuant to a Rule 10b5-1 plan adopted on February 16, 2011.
- Of these options, one fourth vested on March 1, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to March 2011.
Billionaire Hedge Funds
