Filing Details

Accession Number:
0001883085-24-000159
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-03 16:05:47
Reporting Period:
2024-10-01
Accepted Time:
2024-10-03 16:05:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1883085 Pagaya Technologies Ltd. PGY Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2039223 Woo Nam Kim C/O Pagaya Technologies Ltd.
90 Park Avenue, 20Th Floor
New York NY 10016
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Share Acquisiton 2024-10-01 417 $0.00 4,158 No 4 A Direct
Class A Ordinary Share Disposition 2024-10-02 171 $9.90 3,987 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Share Restricted Stock Unit Disposition 2024-10-01 417 $0.00 417 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,083 No 4 A Direct
Footnotes
  1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
  2. 1/4 of the total 3,333 initially subjected to this award vested on April 1, 2023, 1/4 vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024, and thereafter.