Filing Details

Accession Number:
0001883085-24-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-03 16:04:37
Reporting Period:
2024-10-01
Accepted Time:
2024-10-03 16:04:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1883085 Pagaya Technologies Ltd. PGY Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1970282 Tami Rosen C/O Pagaya Technologies Ltd.
90 Park Avenue, 20Th Floor
New York NY 10016
Chief Development Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Share Acquisiton 2024-10-01 56,916 $0.00 112,667 No 4 A Direct
Class A Ordinary Share Disposition 2024-10-02 29,240 $9.90 83,427 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Share Restricted Stock Unit Disposition 2024-10-01 56,916 $0.00 56,916 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,849 No 4 A Direct
Footnotes
  1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
  2. 1/3rd of the total 170,765 RSUs initially subject to this award vested on October 1, 2024, 1/3rd will vest on January 1, 2025 and the remaining RSUs shall vest over the following two quarters in two equal installments.