Filing Details
- Accession Number:
- 0001883085-24-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-03 16:04:37
- Reporting Period:
- 2024-10-01
- Accepted Time:
- 2024-10-03 16:04:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1883085 | Pagaya Technologies Ltd. | PGY | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1970282 | Tami Rosen | C/O Pagaya Technologies Ltd. 90 Park Avenue, 20Th Floor New York NY 10016 | Chief Development Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Share | Acquisiton | 2024-10-01 | 56,916 | $0.00 | 112,667 | No | 4 | A | Direct | |
Class A Ordinary Share | Disposition | 2024-10-02 | 29,240 | $9.90 | 83,427 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-10-01 | 56,916 | $0.00 | 56,916 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
113,849 | No | 4 | A | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- 1/3rd of the total 170,765 RSUs initially subject to this award vested on October 1, 2024, 1/3rd will vest on January 1, 2025 and the remaining RSUs shall vest over the following two quarters in two equal installments.