Filing Details

Accession Number:
0001883085-24-000155
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-03 16:03:18
Reporting Period:
2024-10-01
Accepted Time:
2024-10-03 16:03:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1883085 Pagaya Technologies Ltd. PGY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654849 Sanjiv Das C/O Pagaya Technologies Ltd.
90 Park Avenue, 20Th Floor
New York NY 10016
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Share Acquisiton 2024-10-01 17,077 $0.00 60,582 No 4 A Direct
Class A Ordinary Share Disposition 2024-10-02 8,022 $9.90 52,560 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Share Restricted Stock Unit Disposition 2024-10-01 17,077 $0.00 17,077 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,229 No 4 A Direct
Footnotes
  1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
  2. 1/4th of the total 68,306 RSUs initially subject to this award vested on October 1, 2024, 1/4th will vest on January 1, 2025 and the remaining RSUs shall vest over the following four quarters in four equal installments.