Filing Details
- Accession Number:
- 0001415889-24-024538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-02 20:27:06
- Reporting Period:
- 2024-09-30
- Accepted Time:
- 2024-10-02 20:27:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-09-30 | 10,118 | $399.60 | 2,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-09-30 | 4,746 | $400.02 | 2,930,199 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-10-01 | 100,917 | $399.22 | 3,031,116 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-10-01 | 47,314 | $400.07 | 2,983,802 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-10-02 | 58,965 | $404.51 | 3,042,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-10-02 | 13,422 | $400.07 | 3,029,345 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 2,373 | $401.66 | 3,026,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 11,912 | $402.60 | 3,015,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 15,613 | $402.60 | 2,999,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 49,896 | $403.44 | 2,949,551 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 15,986 | $404.39 | 2,933,565 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-10-02 | 3,738 | $405.22 | 2,929,827 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2024-09-30 | 10,118 | $0.00 | 10,118 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2024-10-01 | 100,917 | $0.00 | 100,917 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2024-10-02 | 58,965 | $0.00 | 58,965 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
180,813 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
79,896 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
20,931 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $400.00 to $400.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $400.00 to $400.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $400.00 to $400.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $401.00 to $401.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $402.00 to $402.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $403.00 to $403.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $404.00 to $404.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $405.00 to $405.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.