Filing Details
- Accession Number:
- 0001704711-24-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-10-02 19:17:07
- Reporting Period:
- 2024-09-30
- Accepted Time:
- 2024-10-02 19:17:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233989 | C Michael Lunsford | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-09-30 | 17,000 | $0.00 | 115,974 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-10-01 | 7,361 | $12.02 | 108,613 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2024-09-30 | 17,000 | $0.00 | 17,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.
- Shares were sold to cover taxes upon the vesting of restricted stock units on September 30, 2024 pursuant to a sell to cover instruction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- On August 7, 2024, the Reporting Person was granted 17,000 RSUs, vesting in full on September 30, 2024, subject to the Reporting Person's continued service with the Issuer through the vesting date.