Filing Details
- Accession Number:
- 0001209191-11-042816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-08 15:25:24
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-08
- Accepted Time:
- 2011-08-08 14:25:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060749 | Knight Capital Group Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 223689303 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235138 | M Thomas Joyce | 545 Washington Boulevard Jersey City NJ 07310 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-08-08 | 10,000 | $11.18 | 450,382 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2011-07-21 | 76,061 | $0.00 | 526,443 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2011-07-21 | 150,207 | $0.00 | 676,650 | No | 4 | J | Direct | |
Class A Common Stock | Disposition | 2011-07-21 | 76,061 | $0.00 | 0 | No | 4 | J | Indirect | By Joyce Family 2009 GRAT |
Class A Common Stock | Disposition | 2011-07-21 | 150,207 | $0.00 | 249,793 | No | 4 | J | Indirect | By Joyce Family 2009 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Joyce Family 2009 GRAT |
No | 4 | J | Indirect | By Joyce Family 2009 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units (Previously Reported) | 574,187 | Direct | |
Class A Common Stock (Previously Reported) | 98,917 | Indirect | By Joyce Family 2009 GRAT II |
Class A Common Stock (Previously Reported) | 34,695 | Indirect | By Trust for Children |
Footnotes
- Represents the purchase of 10,000 shares in six separate transactions at prices ranging from $11.13 to $11.22 per share, resulting in a weighted average purchase price per share of $11.179.
- File undertakes to provide SEC, the Issuer, or security holder full information pertaining to the number of shares purchased at each separate price.
- Represents distribution of shares from the Joyce Family 2009 GRAT (the "GRAT") to reporting person and termination of the GRAT, effective July 21, 2011, which did not require reporting at time of event.
- Represents distribution of shares from the Joyce Family 2010 GRAT to reporting person, effective July 21, 2011, which did not require reporting at time of event.