Filing Details
- Accession Number:
- 0001256957-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-05 18:15:44
- Reporting Period:
- 2011-08-03
- Filing Date:
- 2011-08-05
- Accepted Time:
- 2011-08-05 17:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256957 | Jr Carl G Everett | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-03 | 6,000 | $0.00 | 6,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-04 | 2,251 | $8.82 | 3,749 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-04 | 3,749 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-08-04 | 3,749 | $0.00 | 39,094 | No | 4 | J | Indirect | Everett Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Everett Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-08-03 | 6,000 | $0.00 | 6,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,000 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the conversion of 100% of the restricted stock units granted on May 20, 2009.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- The securities acquired in conjunction with the August 3, 2011 RSU release were transferred on August 4, 2011 from direct ownership to the Everett Family Revocable Trust.
- Restricted Stock Units vest in 12 equal monthly installments with the vesting dates beginning July 31, 2010 and ending June 30, 2011.
- The restricted stock units released on August 3, 2011, were settled in shares of common stock, and were immediately cancelled upon settlement.