Filing Details

Accession Number:
0001562180-24-007098
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-10-02 12:58:21
Reporting Period:
2024-09-30
Accepted Time:
2024-10-02 12:58:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822791 Clene Inc. CLNN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251956 J David Matlin 6550 South Millrock Drive
Suite G50
Salt Lake City UT 84121
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-09-30 92,307 $4.75 444,491 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (Right to buy) Acquisiton 2024-09-30 92,307 $0.13 92,307 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
92,307 2024-10-01 2029-10-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,500 Indirect By trust
Footnotes
  1. On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's previously owned 7,043,686 shares of common stock being reduced to 352,184 shares of common stock.
  2. On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's previously owned 150,000 shares of common being reduced to 7,500 shares of common stock.
  3. The securities are owned by the Matlin Family Trust 2020. Mr. Matlin is the trustee of the Matlin Family Trust 2020. The shares owned by the Matlin Family Trust 2020 may be deemed to be beneficially owned by Mr. Matlin.